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IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

What this means to you: When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents.

Please include the following upon submission of these account forms:

• FOR US CITIZENS - A copy of your driver's license, state issued ID card, passport, utility bill or similar documents. You must include at least one document with a number and your signature.
• FOR NON-US PERSONS - A copy of a passport, driver's license, valid government issued ID card or similar documents. You must include at least one document with a number and your signature.
• FOR ENTITIES SUCH AS CORPORATIONS OR PARTNERSHIPS - Articles of incorporation, good standing certificates, partnership agreements, business licenses or similar documents.

We thank you for your cooperation in this matter.

Open Account

Open a New Trading Account

Use the internet, or print out our applications.

Easily open an account over the internet using our secure site: click here.

Or if you prefer, you can submit an application by mail or fax by following the steps below:

• Download one of the appropriate application forms below.
  
  Individual, Joint or Sole Proprietorship
  (PDF File, 925K, 32 pages)
  
  Corporations, LLCs, Partnerships, Trusts & Pension Plans
  (PDF File, 940K, 39 Pages)
• Print and complete the above account documentation. Please be sure to sign and date all appropriate pages. If you are a non-US account holder, please ensure you complete the relevant tax form necessary for us to process the account.
• Print and sign the Additional Disclosure for New Accounts form
• Print and sign the Supplemental Risk Disclosure form
• Print and sign the Letter of Direction form (for accounts to be managed/auto-traded)
• This paperwork must be filled out by hand (for legal purposes), signed as indicated and then mail to:
  
  Capital Trading Group
  141 West Jackson Blvd., Suite 1800A
  Chicago, IL 60604

• Due to the Patriot Act, all accounts must provide verification of current address and name. Please submit a copy of your driver's license with the paperwork.
• Once your completed paperwork has been submitted, our office will contact you directly when the new account has been approved. You may deposit funds into your new account by either sending a check with your applications, or we will provide wire instructions after you account is approved.

QUESTIONS? - Contact us at  888-341-1819      info@capitaltradinggroup.com